There has been an increasing tendency by employers to try to exercise power
over their employees in the form of compulsorily-imposed tests for consumption
of alcohol and other drugs.
There are some circumstances in which a genuine need exists to do so. But those
circumstances are highly unusual, and many employer initiatives are ill-judged
and excessive. Meanwhile, proponents of testing, including technology providers,
have made dubious and insufficiently tested claims about its effectiveness,
and have made incredible statements to the effect that the enforced extraction
of swabs is non-intrusive.
As long ago as 1992, the then NSW Privacy Committee concluded (NSWPC
1992) that "unless specifically authorised by legislation, workplace
[substance abuse] testing should only take place when:
- a person’s impairment by [a substance] would pose a substantial and
demonstrable safety risk to that person or to other people; and
- there is reasonable cause to believe that the person to be tested may be
impaired by [a substance]; and
- the form of [substance abuse] testing to be used is capable of identifying
the presence of a [substance] at concentrations which may be capable of causing
impairment".
The 20-year delay in the imposition of appropriate regulatory measures cannot
be allowed to continue.
APF Policy Statement on Substance Abuse Testing and the Workplace
Foundation Principles
- Intrusions into physical privacy are very serious privacy invasions
- Interferences with human behaviour are very serious privacy invasions
- Interferences by an employer that extend beyond the workplace are even
more serious
- Employers have no business performing law enforcement roles
- In such circumstances, justification, proportionality and
transparency are critical
Process Matters
Substance abuse testing must not be imposed unless all of the following pre-conditions
have been fulfilled:
- a privacy impact assessment (PIA) is undertaken in advance of any commitment
being made to impose substance abuse testing
- the PIA process includes consultation with representatives of and advocates
for the categories of affected people
- the justification is exposed in advance, and subjected to examination
- in particular, sufficient detail is made available concerning:
- the workplace risks that it is intended will be addressed by the testing
- the nature, incidence and severity of those risks
- expert review of evidence of the effectiveness of the proposed testing
in addressing those risks
- alternative methods that have been considered as ways to address those
risks
- comparative assessment of those alternative methods
- after examination, it is reasonably concluded that substantial and specific
justification has been demonstrated to exist, sufficient to justify the seriousness
of the privacy intrusions
- the privacy intrusions are proportionate to the need
- all privacy intrusions that are found to be justified are the subject of
mitigating measures to reduce their negative impacts
Notice
Where substance abuse testing is imposed, explicit and clear information must
be given to employees in relation to the following matters:
- the specific purposes for which it is being imposed
- the circumstances under which it will be imposed
- the procedures involved in:
- extracting the sample
- extracting data from the sample
- using the data
- storing and destroying the sample
- storing and destroying the data
- the employer's responsibilities
- the employee's rights
- the uses to which the resultant samples and data may be put
- any disclosures that the resultant samples and data may be subject to
Actions
- All actions taken as a result of substance abuse testing procedures must
be:
- justified
- proportionate
- subject to controls, challenge, review and audit